Sze, Chiu Kwan 施超群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-17 | 2010-09-09 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-06-06 | 2013-11-02 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-06-06 | 2013-11-02 |
| 4 | Finex Hong Kong Limited | Rep | Advising on securities | 2018-09-11 | 2018-10-08 | RO | Advising on securities | 2018-10-08 | 2023-01-31 | RO | Asset management | 2019-06-04 | 2023-01-31 |
| 5 | GENESIS CAPITAL INVESTMENT (HK) LIMITED | Rep | Asset management | 2015-04-16 | 2015-10-20 |
| 6 | LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-01-02 | 2015-03-27 |
| 7 | Lion Global Financial Limited | Rep | Advising on securities | 2008-07-08 | 2009-06-03 | Rep | Dealing in securities | 2009-03-02 | 2009-06-03 |
| 8 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-25 | 2013-05-31 |
| 9 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-16 | 2013-05-31 |
| 10 | Redbridge Capital Management Limited | Rep | Advising on securities | 2023-02-01 | 2023-03-22 | Rep | Asset management | 2023-02-01 | 2023-03-22 | RO | Advising on securities | 2023-03-22 | RO | Asset management | 2023-03-22 |
| 11 | VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-04-18 | 2018-08-05 | RO | Asset management | 2018-04-18 | 2018-08-05 |
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