Hatrick, Kerr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-07-14 | 2011-01-28 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-10-07 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2022-10-07 | Rep | Dealing in futures contracts | 2022-10-07 | Rep | Dealing in securities | 2022-10-07 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-01-14 | 2022-06-27 | Rep | Advising on futures contracts | 2014-05-27 | 2022-06-27 | Rep | Advising on securities | 2014-05-27 | 2022-06-27 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-01-14 | 2022-06-27 | Rep | Dealing in futures contracts | 2014-01-14 | 2022-06-27 | Rep | Dealing in securities | 2014-01-14 | 2022-06-27 |
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