Lim, Eileen Siok Ling 林淑玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-06-08 | 2010-02-19 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-20 | 2010-12-30 | Rep | Dealing in futures contracts | 2009-06-08 | 2010-12-30 |
| 3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-12-30 |
| 4 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-07-16 | 2009-01-10 | Rep | Dealing in securities | 2008-07-16 | 2009-01-10 |
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