Kam, Wai Ming 甘偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | Rep | Advising on securities | 2010-02-23 | 2010-03-22 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-23 | 2010-03-22 |
3 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2008-08-19 | 2009-05-19 |
4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-04-20 | 2010-10-30 |
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