Liu, Hong (SFC:ARI623) 劉宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2008-07-16 | 2008-10-16 | Rep | Advising on securities | 2009-01-20 | 2009-04-20 | Rep | Advising on securities | 2009-09-11 | 2011-04-14 |
| 2 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-04-28 | 2011-10-06 | Rep | Asset management | 2011-04-28 | 2011-10-06 | RO | Advising on securities | 2011-10-06 | 2012-07-31 | RO | Asset management | 2011-10-06 | 2012-07-31 |
| 3 | Mighty Divine Investment Management Limited | Rep | Asset management | 2019-08-01 | 2021-07-16 |
| 4 | UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2012-08-22 | 2012-10-12 | Rep | Asset management | 2012-08-22 | 2012-10-12 | RO | Advising on securities | 2012-10-12 | 2017-02-20 | RO | Asset management | 2012-10-12 | 2017-02-20 | RO | Dealing in securities | 2014-04-04 | 2017-02-20 |
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