Xiao, Lu (SFC:BKZ055) 肖路
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-18 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-07 | Rep | Advising on securities | 2021-05-18 |
| 3 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2020-11-20 | 2021-04-25 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-30 | 2020-07-26 |
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