Hau, Jacquelynne 侯潔慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2019-05-06 | 2019-08-09 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-05-06 | 2019-08-09 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-04 | 2022-09-27 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-05-04 | 2022-09-27 | Rep | Dealing in securities | 2020-05-04 | 2022-09-27 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-12-01 | 2019-04-30 | Rep | Dealing in securities | 2017-12-01 | 2019-04-30 |
| 6 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2022-10-07 | Rep | Asset management | 2022-10-07 | Rep | Dealing in securities | 2022-10-07 |
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