Merner, Ken Tokugawa
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-12-01 | 2017-12-11 | Rep | Dealing in securities | 2018-06-12 | 2019-11-13 | RO | Dealing in securities | 2019-11-13 | 2021-02-08 | Rep | Dealing in securities | 2021-02-08 | 2021-05-07 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-02-01 | 2019-11-13 | RO | Dealing in futures contracts | 2019-11-13 | 2021-02-08 | Rep | Dealing in futures contracts | 2021-02-08 | 2021-05-07 |
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