Capanna, Derek Emmett
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-07-25 | 2008-08-01 | Rep | Dealing in securities | 2013-09-19 | 2013-10-08 | Rep | Dealing in securities | 2014-02-28 | 2014-03-07 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-01-08 | 2016-01-14 | Rep | Dealing in securities | 2017-01-10 | 2017-01-13 | Rep | Dealing in securities | 2017-07-06 | 2017-07-11 | Rep | Dealing in securities | 2017-10-19 | 2017-10-27 | Rep | Dealing in securities | 2018-01-04 | 2018-01-12 | Rep | Dealing in securities | 2018-06-22 | 2018-06-29 | Rep | Dealing in securities | 2018-10-29 | 2018-11-02 | Rep | Dealing in securities | 2019-01-07 | 2019-01-11 | Rep | Dealing in securities | 2019-06-13 | 2019-06-19 | Rep | Dealing in securities | 2019-10-18 | 2019-10-24 | Rep | Dealing in securities | 2020-01-13 | 2020-01-17 | Rep | Dealing in securities | 2023-09-25 | 2023-09-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy