Zhang, Haochuan 張浩川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2025-08-28 | RO | Advising on futures contracts | 2025-08-28 | RO | Advising on securities | 2025-08-28 | RO | Asset management | 2025-08-28 | RO | Dealing in securities | 2025-08-28 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2015-12-01 | 2021-12-30 | RO | Asset management | 2015-12-01 | 2021-12-30 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-08-05 | 2008-09-29 | Rep | Dealing in securities | 2008-08-05 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-13 | 2009-05-07 | Rep | Dealing in securities | 2008-11-13 | 2009-05-07 |
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