Magliocco, Matthew Thomas 麥特
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-07-31 | 2008-09-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-07-31 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-10-17 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2009-10-17 |
| 5 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-11-23 | 2010-06-30 |
| 6 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2009-11-23 | 2010-06-30 |
| 7 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-12-04 | 2010-06-30 |
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