Chanezon, Alain (SFC:ARJ298)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-02-16 | 2011-03-18 | Rep | Dealing in securities | 2011-02-16 | 2011-03-18 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-07-23 | 2008-10-23 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-23 | 2008-10-23 | Rep | Dealing in securities | 2008-07-23 | 2008-10-23 |
| 4 | ORFI CAPITAL LIMITED | RO | Advising on securities | 2013-07-31 | RO | Asset management | 2013-07-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy