Luo, Shan (SFC:ARJ350) 羅山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOND TRUST LIMITED | RO | Dealing in securities | 2008-09-10 | 2010-02-28 | RO | Advising on securities | 2009-12-15 | 2010-02-28 | RO | Asset management | 2009-12-15 | 2010-02-28 |
| 2 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-09-22 | 2016-10-19 | Rep | Asset management | 2015-09-22 | 2016-10-19 | Rep | Dealing in securities | 2015-09-22 | 2016-10-19 |
| 3 | Essence Asset Management (Hong Kong) Limited | RO | Advising on securities | 2010-08-19 | 2011-08-17 | RO | Asset management | 2010-08-19 | 2011-08-17 |
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