Liu, Xiaoying (SFC:BLR337) 劉曉穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2017-12-05 | 2018-05-21 | Rep | Asset management | 2017-12-05 | 2018-05-21 | Rep | Dealing in securities | 2017-12-05 | 2018-05-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-10-20 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-11 | |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-06-11 | Rep | Dealing in securities | 2021-06-11 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2018-11-13 | 2021-02-25 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2018-08-10 | 2021-02-25 | Rep | Automated trading services | 2018-08-16 | 2018-11-01 | Rep | Dealing in futures contracts | 2018-08-16 | 2021-02-25 |
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