Liu, Xiaoying (SFC:BLR337) 劉曉穎

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BlackRock Asset Management North Asia Limited Rep Advising on securities 2017-12-05 2018-05-21
2 BlackRock Asset Management North Asia Limited Rep Asset management 2017-12-05 2018-05-21
3 BlackRock Asset Management North Asia Limited Rep Dealing in securities 2017-12-05 2018-05-21
4 Merrill Lynch Far East Limited Rep Dealing in securities 2018-08-10 2021-02-25
5 Merrill Lynch Far East Limited Rep Automated trading services 2018-08-16 2018-11-01
6 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2018-08-16 2021-02-25
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2018-11-13 2021-02-25
8 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2021-06-11
9 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in futures contracts 2021-06-11
10 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2021-06-11
11 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Asset management 2021-10-20

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