Ding, Zhisuo (SFC:BLJ424) 丁之鎖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-12-05 | 2018-02-02 | RO | Advising on securities | 2018-09-04 | 2023-01-09 | RO | Asset management | 2019-01-11 | 2023-01-09 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-12-05 | 2018-04-06 | Rep | Dealing in securities | 2017-12-05 | 2023-01-09 | RO | Advising on securities | 2018-04-06 | 2023-01-09 |
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