Chan, Siu Lung (SFC:BLN445) 陳小龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | Rep | Dealing in futures contracts | 2019-01-14 | 2019-02-25 | Rep | Dealing in securities | 2019-01-14 | 2019-02-25 |
| 2 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2019-04-15 | 2021-11-19 | Rep | Dealing in securities | 2019-04-15 | 2021-11-19 | Rep | Advising on futures contracts | 2019-05-14 | 2021-11-19 | Rep | Advising on securities | 2019-05-14 | 2021-11-19 | Rep | Leveraged foreign exchange trading | 2019-05-14 | 2021-11-19 |
| 3 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2017-12-05 | 2018-11-23 | Rep | Dealing in securities | 2017-12-05 | 2018-11-23 |
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