Chen, Yuzhe 陳宇哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-11-20 | 2010-07-06 | Rep | Advising on securities | 2009-11-20 | 2010-07-06 | Rep | Dealing in securities | 2009-12-10 | 2010-07-06 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-08-01 | 2008-09-29 | Rep | Advising on securities | 2008-08-01 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-24 | 2009-09-26 | Rep | Advising on securities | 2008-10-24 | 2009-09-26 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-12-03 | 2011-07-28 | Rep | Dealing in securities | 2010-12-03 | 2011-07-28 |
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