Niu, Anan 牛阿囡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-28 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-12-21 | Rep | Dealing in securities | 2021-12-21 |
| 3 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2021-06-23 | 2021-09-27 | Rep | Asset management | 2021-07-15 | 2021-09-27 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2021-06-23 | 2021-09-27 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-05-10 | 2021-06-04 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-12-06 | 2021-06-04 | Rep | Advising on securities | 2020-03-26 | 2021-06-04 |
| 7 | iBest Consultants Limited | Rep | Dealing in securities | 2018-01-22 | 2018-11-11 |
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