Ng, Hung Tai 吳鴻泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-04-04 | 2022-08-18 | Rep | Dealing in securities | 2022-04-04 | 2022-08-18 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-12-07 | 2019-11-22 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-12-07 | 2019-11-22 |
| 4 | Crosby Securities Limited | Rep | Dealing in securities | 2020-10-29 | 2021-07-24 | Rep | Advising on securities | 2021-01-19 | 2021-07-24 |
| 5 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-12-13 | 2020-10-23 |
| 6 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2019-12-13 | 2020-10-23 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-08-10 | 2022-03-08 |
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