Cai, Yipeng (SFC:ARL158) 蔡奕鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCTIC International Limited | RO | Asset management | 2012-01-17 | RO | Advising on securities | 2016-09-28 |
| 2 | GUODU SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2012-01-17 | 2016-09-29 |
| 3 | Kirin Asset Management Limited | Rep | Advising on securities | 2008-09-05 | 2009-08-28 | Rep | Asset management | 2008-09-05 | 2009-08-28 |
| 4 | QMIS Asset Management Limited | Rep | Advising on securities | 2009-09-09 | 2011-10-07 | Rep | Asset management | 2009-09-09 | 2011-10-07 | RO | Advising on securities | 2011-10-07 | 2012-01-01 | RO | Asset management | 2011-10-07 | 2012-01-01 |
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