Kwok, Stanley Ka Lok 郭家洛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2012-03-14 | 2018-10-02 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-10-11 | 2019-06-03 | Rep | Advising on securities | 2018-12-06 | 2019-06-03 | Rep | Dealing in securities | 2018-12-06 | 2019-06-03 | RO | Advising on securities | 2019-06-03 | RO | Asset management | 2019-06-03 | RO | Dealing in securities | 2019-06-03 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2023-12-22 | RO | Asset management | 2023-12-22 | RO | Dealing in securities | 2023-12-22 |
| 4 | NewSmith Capital Partners (Hong Kong) Limited | Rep | Advising on securities | 2008-09-10 | 2008-10-31 | Rep | Asset management | 2008-09-10 | 2008-10-31 |
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