Ng, Wing Yin (SFC:BLT285) 吳穎賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2017-12-08 2018-11-11
Rep Dealing in securities 2017-12-08 2018-11-11
2 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2019-02-11 2020-07-31
3 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2019-02-11 2020-07-31
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on securities 2019-01-16 2020-07-31
Rep Dealing in securities 2019-01-16 2020-07-31

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