Tam, Carmen Ka Heng 譚嘉恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kudos Summit Asset Management Limited | Rep | Advising on securities | 2024-02-23 | Rep | Asset management | 2024-02-23 |
| 2 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2010-07-07 | 2010-08-28 | Rep | Advising on securities | 2010-07-07 | 2010-08-28 | Rep | Dealing in securities | 2010-07-07 | 2010-08-28 | Rep | Advising on corporate finance | 2012-02-06 | 2013-04-15 | Rep | Advising on securities | 2012-02-06 | 2013-04-15 | Rep | Dealing in securities | 2012-02-06 | 2013-04-15 |
| 3 | STI Asset Management Limited | Rep | Advising on securities | 2018-03-20 | 2022-03-31 | Rep | Asset management | 2018-03-20 | 2022-03-31 | Rep | Dealing in securities | 2018-03-20 | 2022-03-31 |
| 4 | VMS Securities Limited | Rep | Advising on corporate finance | 2013-08-15 | 2015-05-31 | Rep | Advising on securities | 2013-08-15 | 2015-05-31 | Rep | Asset management | 2013-08-15 | 2015-05-31 |
| 5 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2008-09-12 | 2010-04-30 | Rep | Advising on securities | 2008-09-12 | 2010-04-30 | Rep | Asset management | 2008-09-12 | 2010-04-30 | Rep | Dealing in securities | 2008-09-12 | 2010-04-30 |
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