Tam, Carmen Ka Heng 譚嘉恒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Kudos Summit Asset Management Limited Rep Advising on securities 2024-02-23
2 Kudos Summit Asset Management Limited Rep Asset management 2024-02-23
3 YU MING INVESTMENT MANAGEMENT LIMITED Rep Advising on corporate finance 2008-09-12 2010-04-30
4 YU MING INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2008-09-12 2010-04-30
5 YU MING INVESTMENT MANAGEMENT LIMITED Rep Asset management 2008-09-12 2010-04-30
6 YU MING INVESTMENT MANAGEMENT LIMITED Rep Dealing in securities 2008-09-12 2010-04-30
7 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on corporate finance 2010-07-07 2010-08-28
8 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on securities 2010-07-07 2010-08-28
9 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Dealing in securities 2010-07-07 2010-08-28
10 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on corporate finance 2012-02-06 2013-04-15
11 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on securities 2012-02-06 2013-04-15
12 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Dealing in securities 2012-02-06 2013-04-15
13 VMS Securities Limited Rep Advising on corporate finance 2013-08-15 2015-05-31
14 VMS Securities Limited Rep Advising on securities 2013-08-15 2015-05-31
15 VMS Securities Limited Rep Asset management 2013-08-15 2015-05-31
16 STI Asset Management Limited Rep Advising on securities 2018-03-20 2022-03-31
17 STI Asset Management Limited Rep Asset management 2018-03-20 2022-03-31
18 STI Asset Management Limited Rep Dealing in securities 2018-03-20 2022-03-31

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