Liu, Jia (SFC:BLT540) 柳佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-05-06 | Rep | Dealing in securities | 2021-05-06 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2021-05-06 | Rep | Advising on securities | 2022-08-15 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2017-12-13 | 2019-05-17 | Rep | Dealing in securities | 2017-12-13 | 2019-05-17 |
| 4 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2017-12-13 | 2018-10-01 | Rep | Dealing in securities | 2017-12-13 | 2018-10-01 |
| 5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2019-05-28 | 2021-04-01 | Rep | Dealing in securities | 2019-05-28 | 2021-04-01 |
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