Fan, See Hang 范思恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-08-25 | 2011-07-30 |
2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-20 | 2014-03-31 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-07-02 | 2017-05-25 | Rep | Advising on securities | 2014-07-02 | 2017-05-25 | Rep | Dealing in securities | 2014-07-02 | 2017-05-25 |
4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-07-02 | 2017-05-25 | Rep | Advising on securities | 2014-07-02 | 2017-05-25 | Rep | Dealing in securities | 2014-07-02 | 2017-05-25 |
5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2017-10-20 | 2020-07-03 |
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