Pun, Ka Wing 潘家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-05-07 | 2010-03-02 |
| 2 | SHINKO SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-08-19 | 2009-05-06 |
| 3 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-03-24 | 2010-09-06 |
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