Lefranc, Denis Pierre Henri
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 8F Investment Partners HK Limited | RO | Asset management | 2021-01-14 | 2021-12-22 | RO | Advising on securities | 2021-11-05 | 2021-12-22 |
2 | Amundi Hong Kong Limited | RO | Advising on securities | 2010-03-01 | 2011-03-31 | RO | Asset management | 2010-03-01 | 2011-03-31 | RO | Dealing in securities | 2010-03-01 | 2011-03-31 |
3 | Edmond de Rothschild Asset Management (Hong Kong) Limited | RO | Asset management | 2012-10-09 | 2016-07-21 | RO | Dealing in securities | 2012-10-09 | 2016-07-21 |
4 | Edmond de Rothschild Securities (Hong Kong) Limited | RO | Dealing in securities | 2011-10-20 | 2016-07-21 |
5 | NIVALIS PARTNERS LIMITED | Rep | Asset management | 2017-01-13 | 2020-08-12 | Rep | Dealing in securities | 2017-01-13 | 2020-08-12 |
6 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2008-09-16 | 2011-02-17 | RO | Asset management | 2008-09-16 | 2011-02-17 | RO | Dealing in securities | 2008-09-16 | 2011-02-17 |
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