Xiao, Zongheng 肖宗恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2022-07-11 | 2023-09-18 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2017-12-14 | 2019-12-04 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2020-01-15 | 2021-02-02 | Rep | Dealing in securities | 2020-03-23 | 2021-02-02 |
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