Lai, Tsung-Yu 賴宗裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broad Fund Management Limited | RO | Advising on securities | 2023-09-07 | RO | Asset management | 2023-09-07 |
| 2 | China-Hong Kong Connect International Securities Limited | RO | Dealing in securities | 2021-10-19 | 2023-01-27 |
| 3 | CSC FUTURES (HK) LIMITED | RO | Advising on securities | 2021-03-26 | 2021-04-11 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2020-04-06 | 2020-06-05 | Rep | Asset management | 2020-04-06 | 2020-06-05 | RO | Advising on securities | 2020-06-05 | 2021-04-11 | RO | Asset management | 2020-06-05 | 2021-04-11 | RO | Dealing in securities | 2020-06-05 | 2021-04-11 |
| 5 | Hang Tai Asset Management Limited | RO | Advising on securities | 2021-10-19 | 2023-01-27 | RO | Asset management | 2021-10-19 | 2023-01-27 |
| 6 | Pamirs Capital (H.K.) Limited | Rep | Advising on securities | 2017-12-14 | 2018-02-02 | Rep | Asset management | 2017-12-14 | 2018-02-02 | Rep | Dealing in securities | 2017-12-14 | 2018-09-19 | RO | Advising on securities | 2018-02-02 | 2020-01-31 | RO | Asset management | 2018-02-02 | 2020-01-31 | RO | Dealing in securities | 2018-09-19 | 2019-07-16 |
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