Wan, Tsz Fung 溫子鋒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Guotai Junan FX Limited Rep Leveraged foreign exchange trading 2010-11-17 2011-03-01
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-07-15 2010-09-09
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-07-15 2010-09-09
Rep Leveraged foreign exchange trading 2010-07-15 2010-09-09
4 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2008-10-16 2009-03-25
5 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-08-20 2009-03-25
6 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-08-20 2009-03-25
7 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-08-20 2009-03-25
8 OnePlatform Asset Management Limited Rep Advising on securities 2023-02-28 2023-04-13
Rep Dealing in securities 2023-02-28 2023-04-13
Rep Asset management 2023-02-28 2023-05-30
RO Advising on securities 2023-04-13 2023-05-30
RO Dealing in securities 2023-04-13 2023-05-30

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