Wang, Haoyu (SFC:ARN562) 王浩宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2018-03-23 | 2019-03-15 | Rep | Asset management | 2018-03-23 | 2019-03-15 | RO | Advising on securities | 2019-03-15 | 2024-01-09 | RO | Asset management | 2019-03-15 | 2024-01-09 |
2 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2023-06-19 | 2024-01-09 | RO | Advising on securities | 2023-06-19 | 2024-01-09 | RO | Asset management | 2023-06-19 | 2024-01-09 |
3 | Merit Asset Management Limited | Rep | Advising on securities | 2024-02-01 | 2024-04-12 | Rep | Asset management | 2024-02-01 | 2024-04-12 | Rep | Dealing in securities | 2024-02-01 | 2024-04-12 | RO | Advising on securities | 2024-04-12 | RO | Asset management | 2024-04-12 | RO | Dealing in securities | 2024-04-12 |
4 | RONGTONG GLOBAL INVESTMENT LIMITED | Rep | Advising on securities | 2015-11-26 | 2018-01-22 | Rep | Asset management | 2015-11-26 | 2018-01-22 | Rep | Dealing in securities | 2015-11-26 | 2018-01-22 |
5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-08-25 | 2008-10-03 |
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