Au, Chi Ming 歐智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | Rep | Advising on securities | 2010-11-15 | 2011-07-22 | Rep | Asset management | 2010-11-15 | 2011-07-22 |
| 2 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2011-09-19 | 2011-10-31 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-09-16 | 2010-10-27 |
| 4 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-10-29 | 2015-12-11 |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2015-10-29 | 2015-12-11 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-29 | 2015-12-11 |
| 7 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-08-26 | 2009-09-10 |
| 8 | VMS Securities Limited | Rep | Advising on securities | 2013-10-07 | 2014-07-24 | Rep | Asset management | 2013-10-07 | 2014-07-24 |
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