Chang, Monica L 常樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-08-25 | 2011-03-18 | Rep | Advising on securities | 2008-08-25 | 2011-03-18 | Rep | Dealing in securities | 2008-08-25 | 2011-03-18 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-08-28 | 2019-04-08 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2019-07-29 | 2021-02-23 | Rep | Advising on securities | 2019-08-26 | 2021-02-23 | Rep | Dealing in securities | 2019-08-26 | 2021-02-23 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2019-07-29 | 2021-02-23 | Rep | Advising on securities | 2019-08-26 | 2021-02-23 | Rep | Dealing in securities | 2019-08-26 | 2021-02-23 |
| 5 | Toroa Management (HK) Limited | Rep | Asset management | 2023-11-27 | |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-11-23 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-05-18 |
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