Wu, Ruojun 吳若君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 9M Stone Capital Limited | RO | Asset management | 2016-05-03 | RO | Advising on securities | 2020-07-17 |
| 2 | Capula Investment Management Asia Limited | Rep | Asset management | 2014-03-03 | 2015-06-03 | Rep | Dealing in securities | 2014-03-03 | 2015-06-03 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-08-28 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-24 | 2011-04-02 |
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