Chan, Yin Ming (SFC:ARO378) 陳彥鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-12-11 | Rep | Asset management | 2020-12-11 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-11 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-09-01 | 2010-09-15 | Rep | Dealing in securities | 2008-09-01 | 2010-09-15 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-01 | 2010-09-15 |
| 5 | HARMONY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-03-04 | 2014-08-11 | Rep | Asset management | 2013-03-04 | 2014-08-11 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2015-01-28 | 2016-09-22 |
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