Guo, Ziqi (SFC:BLP131) 郭子綺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-11-12 | 2023-12-18 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-05-20 | 2021-08-31 | Rep | Advising on securities | 2019-05-20 | 2021-08-31 | Rep | Dealing in securities | 2019-05-20 | 2021-08-31 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2017-12-21 | 2019-01-31 | Rep | Advising on securities | 2017-12-21 | 2019-01-31 | Rep | Dealing in securities | 2017-12-21 | 2019-01-31 |
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