Ma, Siwei (SFC:ARO767) 馬思偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-10-24 | 2018-07-20 | Rep | Dealing in securities | 2016-10-24 | 2018-07-20 | RO | Advising on corporate finance | 2018-07-20 | RO | Dealing in securities | 2018-07-20 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-09-05 | 2010-06-02 | Rep | Dealing in securities | 2008-09-05 | 2010-06-02 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-09-05 | 2010-06-02 |
| 4 | RED CAPITAL GROUP LIMITED | Rep | Advising on corporate finance | 2014-10-21 | 2014-12-08 | Rep | Advising on securities | 2014-10-21 | 2014-12-08 | RO | Advising on corporate finance | 2014-12-08 | 2016-06-20 | RO | Advising on securities | 2014-12-08 | 2016-06-20 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-06-07 |
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