Goswami, Kaushik
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMC Asia Pacific Limited | Rep | Dealing in securities | 2010-03-02 | 2011-02-18 | Rep | Dealing in futures contracts | 2010-03-25 | 2011-02-18 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-09-09 | 2009-11-21 |
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