Chan, Christian James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-03-29 | 2010-10-08 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2008-09-19 | 2009-05-20 | Rep | Dealing in securities | 2008-09-19 | 2009-05-20 | Rep | Automated trading services | 2008-12-19 | 2009-05-20 |
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