Yang, Xiaoxi (SFC:BLU778)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2020-02-26 | 2022-05-27 | Rep | Asset management | 2020-02-26 | 2022-05-27 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2020-02-26 | 2022-05-27 | Rep | Dealing in securities | 2020-02-26 | 2022-05-27 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-01-05 | 2018-02-16 | Rep | Dealing in securities | 2018-01-05 | 2018-02-16 | Rep | Dealing in futures contracts | 2018-03-09 | 2018-03-28 | Rep | Dealing in securities | 2018-03-09 | 2018-03-28 | Rep | Dealing in futures contracts | 2018-04-03 | 2019-07-08 | Rep | Dealing in securities | 2018-04-03 | 2019-07-08 |
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