Qin, Li (SFC:BLV366) 秦莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Vision Capital Investment Management Limited | Rep | Advising on securities | 2021-04-16 | 2021-09-30 | Rep | Asset management | 2021-04-16 | 2021-09-30 | Rep | Dealing in securities | 2021-04-16 | 2021-09-30 | RO | Advising on securities | 2021-09-30 | RO | Asset management | 2021-09-30 | RO | Dealing in securities | 2021-09-30 |
| 2 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-01-05 | 2018-08-28 | RO | Asset management | 2018-08-28 | 2021-03-07 | RO | Advising on securities | 2020-04-20 | 2021-03-07 |
| 3 | Yunfeng Financial Markets Limited | Rep | Asset management | 2018-01-05 | 2018-08-28 | Rep | Dealing in securities | 2018-01-05 | 2020-04-15 | RO | Asset management | 2018-08-28 | 2021-03-07 | RO | Advising on securities | 2019-04-04 | 2021-03-07 | RO | Dealing in securities | 2020-04-15 | 2021-03-07 |
| 4 | Yunfeng Securities Limited | Rep | Dealing in securities | 2018-01-05 | 2020-04-15 | RO | Advising on securities | 2019-04-04 | 2021-03-07 | RO | Dealing in securities | 2020-04-15 | 2021-03-07 |
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