Xu, Ping (SFC:ARQ788) 徐娉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on corporate finance 2008-09-29 2009-03-25
2 Morgan Stanley Asia Limited Rep Dealing in securities 2008-09-29 2009-03-25
3 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2011-12-13 2016-01-01
4 CSI Corporate Finance (HK) Limited Rep Advising on securities 2011-12-13 2016-01-01
5 CSI Corporate Finance (HK) Limited Rep Dealing in securities 2011-12-13 2016-01-01
6 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2015-04-24 2020-07-10
7 CITIC Securities (Hong Kong) Limited Rep Advising on securities 2015-04-24 2020-07-10
8 CLSA LIMITED Rep Dealing in securities 2015-04-24 2020-07-10
9 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2020-09-29 2021-05-28
10 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2020-09-29 2021-05-28
11 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2020-09-29 2021-05-28
12 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Advising on corporate finance 2021-08-23 2022-03-31
13 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Advising on securities 2021-08-23 2022-03-31
14 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Dealing in securities 2021-08-23 2022-03-31
15 J.P. MORGAN SECURITIES (FAR EAST) LIMITED RO Advising on corporate finance 2022-03-31
16 J.P. MORGAN SECURITIES (FAR EAST) LIMITED RO Advising on securities 2022-03-31
17 J.P. MORGAN SECURITIES (FAR EAST) LIMITED RO Dealing in securities 2022-03-31

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