Chen, Yunyan (SFC:ARR085) 陳韵彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-04-08 | 2022-08-17 | Rep | Dealing in securities | 2015-04-08 | 2022-08-17 | Rep | Asset management | 2018-12-18 | 2022-08-17 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2008-09-30 | 2008-12-12 | Rep | Dealing in securities | 2008-09-30 | 2008-12-12 | Rep | Advising on securities | 2011-10-06 | 2012-11-06 | Rep | Dealing in securities | 2011-10-06 | 2012-11-06 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2022-09-26 | Rep | Dealing in securities | 2022-09-26 | Rep | Advising on futures contracts | 2022-10-14 |
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