Dai, Li (SFC:BKA428) 戴力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China X Securities Limited | Rep | Advising on securities | 2020-03-23 | 2024-02-01 | Rep | Asset management | 2020-03-23 | 2024-02-01 |
| 2 | Hong Tai Securities Limited | Rep | Advising on securities | 2024-02-14 | 2025-04-09 | Rep | Asset management | 2024-02-14 | 2025-04-09 | Rep | Dealing in securities | 2024-02-14 | 2025-04-09 | RO | Advising on securities | 2025-04-09 | RO | Asset management | 2025-04-09 | RO | Dealing in securities | 2025-04-09 |
| 3 | INNOVAX SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-29 | 2020-01-21 |
| 4 | VMI Securities Limited | Rep | Dealing in securities | 2018-01-11 | 2018-06-14 |
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