Chan, Tak Sum 陳德森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-03-22 | 2020-08-07 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-03-22 | 2020-08-07 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-05-16 | 2020-08-07 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-01-18 | 2020-08-07 |
| 5 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2020-11-27 | 2024-02-23 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-11-06 | 2024-02-23 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2020-11-06 | 2024-02-23 | Rep | Advising on securities | 2020-11-27 | 2024-02-23 |
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