Tao, Kwok King 陶國璟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-09 | 2011-09-03 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-09 | 2011-09-03 |
| 3 | RHB ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-09-14 | 2010-03-01 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-01-21 | 2010-03-01 | Rep | Dealing in futures contracts | 2012-10-16 | 2013-03-17 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-01-21 | 2010-03-01 | Rep | Dealing in securities | 2012-10-16 | 2013-03-17 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-21 | 2012-06-08 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-21 | 2012-06-08 |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-10-13 | 2009-01-13 |
| 9 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-21 | 2009-01-13 |
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