Chong, Chak Man 莊澤文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Finex Hong Kong Limited | Rep | Advising on securities | 2023-03-07 | 2023-03-24 | Rep | Asset management | 2023-03-07 | 2023-03-24 | Rep | Dealing in securities | 2023-03-07 | 2023-03-24 | RO | Advising on securities | 2023-03-24 | RO | Asset management | 2023-03-24 | RO | Dealing in securities | 2023-03-24 |
| 2 | Innovest Asset Management Limited | Rep | Asset management | 2018-01-22 | 2018-12-10 | RO | Asset management | 2018-12-10 | 2019-02-28 | RO | Advising on securities | 2019-02-20 | 2019-02-28 |
| 3 | Innovest Securities Investment Limited | RO | Dealing in securities | 2018-07-16 | 2019-02-28 |
| 4 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-03-22 | 2022-09-07 | RO | Advising on securities | 2022-08-26 | 2022-09-07 | RO | Dealing in securities | 2022-08-26 | 2022-09-07 |
| 5 | KINGKEY SECURITIES GROUP LIMITED | RO | Advising on securities | 2019-08-16 | 2022-09-07 | RO | Dealing in securities | 2019-08-16 | 2022-09-07 |
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