Davies, Justin Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2018-10-16 | |
2 | St. James's Place (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-16 | |
3 | St. James's Place (Hong Kong) Limited | Rep | Asset management | 2019-04-18 | |
4 | WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED | Rep | Advising on securities | 2008-11-17 | 2010-07-09 |
5 | WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED | Rep | Dealing in securities | 2008-11-17 | 2010-07-09 |
6 | Fry Group (H.K.) Limited (The) | Rep | Advising on securities | 2010-07-13 | 2012-01-31 |
7 | Fry Group (H.K.) Limited (The) | Rep | Dealing in securities | 2010-07-13 | 2012-01-31 |
8 | Fry Group (H.K.) Limited (The) | RO | Advising on securities | 2012-01-31 | 2018-10-02 |
9 | Fry Group (H.K.) Limited (The) | RO | Dealing in securities | 2012-01-31 | 2018-10-02 |
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